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🔧 Broadridge Trading and Connectivity Solutions

Broadridge Trading and Connectivity Solutions

Fuels innovation and efficiency in multi-asset sell-side trading.

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Overview

Broadridge offers a comprehensive Order Management System (OMS) as part of its Trading and Connectivity Solutions. The platform is designed for sell-side firms, supporting high- and low-touch workflows for equities, ETFs, fixed income, and derivatives. It provides powerful tools for compliance, middle office, and global connectivity.

✨ Key Features

  • Multi-asset OMS
  • High-touch and Low-touch trading workflows
  • Portfolio Trading
  • Compliance and Risk Management
  • Middle Office tools (centralized bookings)
  • Global connectivity to 150+ exchanges

🎯 Key Differentiators

  • Modular software architecture allowing clients to build custom solutions
  • Part of the broader Broadridge ecosystem, enabling front-to-back transformation
  • Strong focus on sell-side workflows and connectivity

Unique Value: Provides sell-side firms with a flexible, scalable, and modular trading platform that integrates with a wide range of front-to-back office solutions.

🎯 Use Cases (3)

Broker-Dealers Sell-side firms Asset Managers

✅ Best For

  • Automating trading processes for sell-side firms to improve data quality and manage compliance requirements.

💡 Check With Vendor

Verify these considerations match your specific requirements:

  • Buy-side firms looking for a simple, standalone portfolio management tool.

🏆 Alternatives

ION Fidessa Bloomberg SSEOMS FactSet

Offers a more component-based approach, allowing firms to pick and choose functionalities, compared to more monolithic systems.

💻 Platforms

Desktop

🔌 Integrations

FundApps (for regulatory compliance)

🛟 Support Options

  • ✓ Email Support
  • ✓ Phone Support
  • ✓ Dedicated Support (Enterprise tier)

🔒 Compliance & Security

✓ SOC 2 ✓ GDPR ✓ ISO 27001 ✓ SSO ✓ SOC 2

💰 Pricing

Contact for pricing
Visit Broadridge Trading and Connectivity Solutions Website →